by admin | Aug 3, 2023 | Press Release
On Aug. 24, DBO Commissioner Jan Lynn Owen hosted an industry roundtable with the Governor’s Office of Emergency Services (Cal OES) director Mark Ghilarducci and Insurance Commissioner Dave Jones to explore potential solutions and stopgaps to problems facing survivors...
by admin | Aug 3, 2023 | Press Release
The DBO enforces the Corporate Securities Law of 1968 and its implementing regulations. The DBO’s Broker Dealer and Investment Adviser (BDIA) Division oversees the investment advisory program which consists of a registration and examination...
by admin | Aug 3, 2023 | Press Release
Credit unions with fiscal years that ended on June 30, are required to file their annual audit report with the DBO by Oct. 31, 2018. Please ensure all financial statements and management letters required by FC 14252 and CCR 30.1000 are included, as...
by admin | Aug 3, 2023 | Press Release
Applications for a Property Assessed Clean Energy (PACE) Program Administrator license are now available through the Nationwide Multistate Licensing System and Registry (NMLS) website. PACE Program Administrators must be licensed by the DBO by Jan. 1, 2019...
by admin | Aug 3, 2023 | Press Release
The Conference of State Bank Supervisors (CSBS) on Aug. 8 announced that all states and U.S. territories will now use a single, common examination to assess mortgage loan originators (MLOs), streamlining the licensing process for MLOs and supervision of the...
