by admin | Aug 11, 2023 | Press Release
Northern California Financial Development Corporation, or Nor-Cal FDC, was founded in 1978 to help entrepreneurs and small businesses obtain financing. Working with other public and private partners, Nor-Cal FDC offers the loan guaranty or synthetic collateral to...
by admin | Aug 11, 2023 | Press Release
In this episode of Money Tales, our guest is Sanford Livingston II. Sanford is from Trenton, New Jersey, and a question he often heard from his mom while growing up was, “What are you going to study? Because you’ve got to get a job”. And, as Sanford explains, where he...
by admin | Aug 3, 2023 | Press Release
On Aug. 24, DBO Commissioner Jan Lynn Owen hosted an industry roundtable with the Governor’s Office of Emergency Services (Cal OES) director Mark Ghilarducci and Insurance Commissioner Dave Jones to explore potential solutions and stopgaps to problems facing survivors...
by admin | Aug 3, 2023 | Press Release
The DBO enforces the Corporate Securities Law of 1968 and its implementing regulations. The DBO’s Broker Dealer and Investment Adviser (BDIA) Division oversees the investment advisory program which consists of a registration and examination...
by admin | Aug 3, 2023 | Press Release
Credit unions with fiscal years that ended on June 30, are required to file their annual audit report with the DBO by Oct. 31, 2018. Please ensure all financial statements and management letters required by FC 14252 and CCR 30.1000 are included, as...
